Caldwell Phyllis R's Form 4 filing
Oaktree Specialty Lending Corp (OCSL) · filed Sep 16, 2025
- Accession no.
- 0001193125-25-204970
- Filed
- Sep 16, 2025
- Trade date
- Sep 15, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $39.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caldwell Phyllis RCIK 0001596950 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2025 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +2,000 | $13.19 | +$26,380 | 20,000 | Direct | |
| Sep 15, 2025 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +25 | $13.19 | +$329.75 | 20,025 | Direct | |
| Sep 15, 2025 | Common Stock, par value $0.01 per share | PPurchaseAcquired | +975 | $13.20 | +$12,870 | 21,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.