Caruvana Dean Anthony's Form 4 filing
StepStone Private Equity Strategies Fund · filed Sep 15, 2025
- Accession no.
- 0001193125-25-204040
- Filed
- Sep 15, 2025
- Trade date
- Sep 10-11, 2025
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $100.0K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caruvana Dean AnthonyCIK 0002063899 | Officer (CCO and Corporate Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2025 | Class I Shares | PPurchaseAcquired | +5,000 | $10.00 | +$50,000 | 15,000 | Direct | |
| Sep 11, 2025 | Class I Shares | PPurchaseAcquired | +5,000 | $10.00 | +$50,000 | 20,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.