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DesRosier Thomas's Form 4 filing

Seres Therapeutics, Inc. (MCRB) · filed Aug 19, 2025

Accession no.
0001193125-25-183436
Filed
Aug 19, 2025
Trade date
Aug 15-18, 2025
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.27K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
DesRosier ThomasCIK 0001435744Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2025Common StockMOption exerciseAcquired+133–F1–7,420Direct
Aug 15, 2025Common StockMOption exerciseAcquired+111–F1–7,531Direct
Aug 18, 2025Common StockSSaleDisposed−76$16.65−$1,265.47,455Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2025Common StockMOption exerciseDisposed−133$0.00$0796Direct
Aug 15, 2025Common StockMOption exerciseDisposed−111$0.00$01,113Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Referenced by the price of 2 transactions in Table I.

Remarks

Chief Legal Officer, EVP, Co-Chief Executive Officer, and Co-President

Read the full filing on SEC EDGAR (opens in a new tab)