Dodds Christopher V's Form 4 filing
Schwab Charles Corp (SCHW) · filed Nov 20, 2024
- Accession no.
- 0001186004-24-000005
- Filed
- Nov 20, 2024
- Trade date
- Nov 18, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $756.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dodds Christopher VCIK 0001186004 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Common Stock | MOption exerciseAcquired | +4,992 | $33.40 | +$166,732.8 | 9,204 | Direct | |
| Nov 18, 2024 | Common Stock | MOption exerciseAcquired | +4,292 | $43.21 | +$185,457.32 | 9,204 | Direct | |
| Nov 18, 2024 | Common Stock | SSaleDisposed | −9,284 | $81.43F3 | −$755,996.12 | 442,807 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Common Stock | MOption exerciseAcquired | +4,992 | $0.00 | $0 | 0 | Direct | |
| Nov 18, 2024 | Common Stock | MOption exerciseAcquired | +4,292 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $81.375 to $81.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.