Gabelli Mario J's Form 4 filing
Gabelli Global Small & Mid Cap Value Trust (GGZ) · filed Sep 30, 2025
- Accession no.
- 0001185533-25-000004
- Filed
- Sep 30, 2025
- Trade date
- Sep 26, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market purchases total $11.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | Director, 10% Owner, Other: Control Person of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 26, 2025 | Series E Cumulative Preferred Shares | PPurchaseAcquired | +750,000 | $10.00 | +$7,500,000 | 750,000 | Direct | |
| Sep 26, 2025 | Series E Cumulative Preferred Shares | PPurchaseAcquired | +200,000 | $10.00 | +$2,000,000 | 200,000 | Indirect | |
| Sep 26, 2025 | Series E Cumulative Preferred Shares | PPurchaseAcquired | +100,000 | $10.00 | +$1,000,000 | 100,000 | Indirect | |
| Sep 26, 2025 | Series E Cumulative Preferred Shares | PPurchaseAcquired | +100,000 | $10.00 | +$1,000,000 | 100,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.