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Koretsky Frank's Form 4 filing

CLS Holdings USA, Inc. (CLSH) · filed Oct 3, 2024

Accession no.
0001185185-24-000942
Filed
Oct 3, 2024, 4:14 PM ET
Trade date
Jan 15-Sep 18, 2024
Filing delay
262 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $2.56M. It was filed 262 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Koretsky FrankCIK 000166174410% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 15, 2024Common StockPPurchaseAcquired+10,810,811$0.0333+$360,000.0123,179,517Indirect
Sep 18, 2024Common StockPPurchaseAcquired+56,847,545$0.0387+$2,199,999.9980,027,062Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

Stock options vest monthly beginning March 1, 2024 at a rate of 20,833 options per month.

Read the full filing on SEC EDGAR (opens in a new tab)