Errez Ben's Form 4/A amendment
AmendedRTB Digital, Inc. (RTB) · filed Dec 21, 2022
- Accession no.
- 0001185185-22-001446
- Filed
- Dec 21, 2022, 5:19 PM ET
- Trade date
- Nov 4, 2020-Oct 27, 2022
- Filing delay
- 777 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 28, 2020
This filing lists 26 non-derivative transactions and 4 derivative transactions. Open-market sales total $274.6K. It was filed 777 days after the trade.
This amendment replaces 0001185185-21-001057 (filed Aug 4, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Errez BenCIK 0001826385 | Director, Officer (Chairman of Board of Directors), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2020 | Common Stock par value $0.001 | MOption exerciseAcquired | +500,000 | $0.065 | +$32,500 | 125,235,244 | Direct | |
| Nov 4, 2020 | Common Stock par value $0.001 | FTax withholdingDisposed | −52,420 | $0.065 | −$3,407.3 | 125,182,824 | Direct | |
| Nov 25, 2020 | Common Stock par value $0.001 | SSaleDisposed | −52,083 | $0.48 | −$24,999.84 | 125,130,741 | Direct | |
| Feb 12, 2021 | Common Stock par value $0.001 | DReturned to the companyDisposed | −1,800,000 | $2.33 | −$4,194,000 | 123,830,741 | Indirect | |
| Jan 5, 2021 | Common Stock par value $0.001 | GGiftDisposed | −10,000 | $0.00 | $0 | 123,820,741 | Direct | Duplicate filing |
| Feb 12, 2021 | Common Stock par value $0.001 | SSaleDisposed | −192,000 | $1.30 | −$249,600 | 123,628,741 | Direct | |
| Mar 15, 2021 | Common Stock par value $0.001 | AGrant or awardAcquired | +389 | $12.84 | +$4,994.76 | 20,605,179 | Direct | |
| Apr 15, 2021 | Common Stock par value $0.001 | AGrant or awardAcquired | +495 | $10.10 | +$4,999.5 | 20,605,674 | Direct | |
| May 15, 2021 | Common Stock par value $0.001 | AGrant or awardAcquired | +542 | $9.22 | +$4,997.24 | 20,606,216 | Direct | |
| Jun 15, 2021 | Common Stock par value $0.001 | AGrant or awardAcquired | +343 | $14.60 | +$5,007.8 | 20,609,564 | Direct | |
| Jul 15, 2021 | Common Stock par value $0.001 | AGrant or awardAcquired | +482 | $10.37 | +$4,998.34 | 20,610,046 | Direct | |
| Aug 15, 2021 | Common Stock par value $0.001 | AGrant or awardAcquired | +647 | $7.73 | +$5,001.31 | 20,610,693 | Direct | |
| Sep 15, 2021 | Common Stock par value $0.001 | AGrant or awardAcquired | +496 | $10.09 | +$5,004.64 | 20,611,189 | Direct | |
| Oct 15, 2021 | Common Stock par value $0.001 | AGrant or awardAcquired | +659 | $7.59 | +$5,001.81 | 20,611,848 | Direct | |
| Nov 24, 2021 | Common Stock par value $0.001 | DReturned to the companyDisposed | −1,000,000 | $5.59 | −$5,590,000 | 19,611,848 | Indirect | |
| Jan 20, 2022 | Common Stock par value $0.001 | AGrant or awardAcquired | +758 | $6.60 | +$5,002.8 | 19,612,606 | Direct | |
| Jan 20, 2022 | Common Stock par value $0.001 | AGrant or awardAcquired | +1,008 | $4.96 | +$4,999.68 | 19,613,614 | Direct | |
| Jan 27, 2022 | Common Stock par value $0.001 | AGrant or awardAcquired | +3,513 | $4.27 | +$15,000.51 | 19,617,127 | Direct | |
| Mar 15, 2022 | Common Stock par value $0.001 | AGrant or awardAcquired | +1,481 | $2.43 | +$3,598.83 | 19,618,608 | Direct | |
| Apr 27, 2022 | Common Stock par value $0.001 | AGrant or awardAcquired | +3,354 | $3.40 | +$11,403.6 | 19,630,146 | Direct | |
| Jul 22, 2022 | Common Stock par value $0.001 | AGrant or awardAcquired | +15,152 | $2.12 | +$32,122.24 | 19,645,298 | Direct | |
| Jul 22, 2021 | Common Stock par value $0.001 | AGrant or awardAcquired | +17,646 | $0.85 | +$14,999.1 | 19,662,944 | Direct | |
| Aug 16, 2022 | Common Stock par value $0.001 | AGrant or awardAcquired | +53,149 | $1.27 | +$67,499.23 | 19,716,093 | Direct | |
| Oct 3, 2022 | Common Stock par value $0.001 | DReturned to the companyDisposed | −1,000,000 | $0.82 | −$820,000 | 18,716,093 | Indirect | |
| Oct 17, 2022 | Common Stock par value $0.001 | AGrant or awardAcquired | +14,283 | $1.05 | +$14,997.15 | 18,730,376 | Direct | |
| Oct 27, 2022 | Common Stock par value $0.001 | FTax withholdingDisposed | −144 | $0.94 | −$135.36 | 18,730,232 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2020 | Common Stock, par value $0.001 | MOption exerciseDisposed | −500,000 | $0.00 | $0 | 0 | Direct | |
| Dec 1, 2020 | Common Stock, par value $0.001 | AGrant or awardAcquired | +500,000 | $0.00 | $0 | 500,000 | Direct | |
| Jun 2, 2021 | Common Stock, par value $0.001 | AGrant or awardAcquired | +3,005 | $0.00 | $0 | 86,338 | Direct | |
| Apr 13, 2022 | Common Stock, par value $0.001 | AGrant or awardAcquired | +8,184 | $0.00 | $0 | 94,522 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.