Glashow Andrew's Form 4 filing
CLS Holdings USA, Inc. (CLSH) · filed Oct 20, 2022
- Accession no.
- 0001185185-22-001195
- Filed
- Oct 20, 2022, 6:21 PM ET
- Trade date
- Oct 17-19, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $1.14K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Glashow AndrewCIK 0001267227 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2022 | Common Stock | PPurchaseAcquired | +2,000 | $0.115 | +$230 | 58,250 | Indirect | |
| Oct 17, 2022 | Common Stock | PPurchaseAcquired | +3,000 | $0.12 | +$360 | 61,250 | Indirect | |
| Oct 19, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $0.11 | +$550 | 66,250 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.