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Zhang Jimin's Form 4/A amendment

Amended

Lithium & Boron Technology, Inc. (LBTI) · filed May 31, 2022

Accession no.
0001185185-22-000712
Filed
May 31, 2022
Trade date
May 2, 2022
Filing delay
29 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
May 2, 2022

This filing lists 1 non-derivative transaction. It was filed 29 days after the trade.

This amendment replaces 0001185185-22-000534 (filed May 2, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zhang JiminCIK 0001719097Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 2, 2022Common Stock, par value $0.001 per shareSSaleDisposed0$0.00F1$0152,769,799Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On May 2, 2022 a Form 4 was incorrectly filed stating that a transaction for the sale of common stock of Lithium Boron Technology, Inc. by Jimin Zhang closed on 4/29/2022. The initial Form 4 erroneously reported the date that the certificates were issued by the transfer agent. As of this date no shares of common stock have been sold by Mr. Zhang as reported under the prior Form 4. Under the terms of the private stock purchase and sale agreement the sale of the stock will occur when consideration is exchanged which is expected to occur at a future date. Mr. Zhang will submit the appropriate Form 4s as each sale is consummated. A form the Stock Purchase Agreement will be filed with Mr. Zhang's amended report on Schedule 13 D.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)