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Diamond Lawrence M.'s Form 4/A amendment

Amended

Mitesco, Inc. (MITI) · filed May 27, 2022

Accession no.
0001185185-22-000710
Filed
May 27, 2022, 6:33 PM ET
Trade date
May 18, 2022
Filing delay
9 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
May 20, 2022

This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. It was filed 9 days after the trade.

This amendment restates part of 0001185185-22-000669 (filed May 20, 2022). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Diamond Lawrence M.CIK 0001791232Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 18, 2022Common Stock, par value $0.01JOtherAcquired+19,294$0.25F1+$4,823.58,313,257Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001185185-22-000669 (filed May 20, 2022).

Derivative securities (Table II)

Derivative transactions carried over from 0001185185-22-000669
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 18, 2022Common StockPPurchaseAcquired+19,294$0.00$019,294Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On May 18, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $47,059.00, carries a 10% interest rate per annum, payable in monthly installments.

Referenced by the price of 1 transaction in Table I.

F2

In connection with the Note, on May 18, 2022, the Company issued 19,294 commitment fee shares of the Company's common stock to Mr. Diamond at a price of $0.25 per share.

Read the full filing on SEC EDGAR (opens in a new tab)