Diamond Lawrence M.'s Form 4 filing
Mitesco, Inc. (MITI) · filed May 3, 2022
- Accession no.
- 0001185185-22-000542
- Filed
- May 3, 2022
- Trade date
- Apr 27, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 4 derivative transactions. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Diamond Lawrence M.CIK 0001791232 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 27, 2022 | Common Stock, par value $0.01 | JOtherAcquired | +96,471 | $0.00F1 | $0 | 8,293,963 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 27, 2022 | Common Stock | PPurchaseAcquired | +367,500 | $0.00 | $0 | 367,500 | Direct | |
| Apr 27, 2022 | Common Stock | PPurchaseAcquired | +96,471 | $0.00 | $0 | 463,971 | Direct | |
| Apr 27, 2022 | Common Stock | PPurchaseAcquired | +96,471 | $0.00 | $0 | 560,442 | Direct | |
| Apr 27, 2022 | Common Stock | PPurchaseAcquired | +367,500 | $0.00 | $0 | 367,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On April 27, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note due October 27, 2022 (the "Note") to Lawrence Diamond. The principal amount of the Note is $235,294.00, carries a 10% interest rate per annum, payable in monthly installments.
Referenced by the price of 1 transaction in Table I.