Lee Lindsey's Form 4 filing
RTB Digital, Inc. (RTB) · filed Jan 28, 2022
- Accession no.
- 0001185185-22-000125
- Filed
- Jan 28, 2022
- Trade date
- Nov 11, 2021-Jan 27, 2022
- Filing delay
- 78 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $126.5K. It was filed 78 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee LindseyCIK 0001877052 | Officer (VP of Legal Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −18,257 | $6.93 | −$126,521.01 | 19,679 | Direct | |
| Jan 20, 2022 | Common Stock, par value $0.001 | AGrant or awardAcquired | +379 | $6.60 | +$2,501.4 | 20,058 | Direct | |
| Jan 20, 2022 | Common Stock, par value $0.001 | AGrant or awardAcquired | +504 | $4.96 | +$2,499.84 | 20,562 | Direct | |
| Jan 27, 2022 | Common Stock, par value $0.001 | AGrant or awardAcquired | +1,755 | $4.27 | +$7,493.85 | 22,317 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.