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Luna Vanessa's Form 4 filing

RTB Digital, Inc. (RTB) · filed Jan 21, 2022

Accession no.
0001185185-22-000085
Filed
Jan 21, 2022
Trade date
Aug 26-Nov 1, 2021
Filing delay
148 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 8 non-derivative transactions. Open-market sales total $161.0K. It was filed 148 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Luna VanessaCIK 0001877056Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 26, 2021Common Stock par value $0.001SSaleDisposed−334$8.65−$2,889.1302,973Direct
Aug 30, 2021Common Stock par value $0.001SSaleDisposed−3,000$9.07F1−$27,210299,973Direct
Aug 31, 2021Common Stock par value $0.001SSaleDisposed−5,000$9.61F2−$48,050294,973Direct
Sep 7, 2021Common Stock par value $0.001SSaleDisposed−1,200$10.01−$12,012293,773Direct
Sep 8, 2021Common Stock par value $0.001SSaleDisposed−1,300$10.02−$13,026292,473Direct
Sep 9, 2021Common Stock par value $0.001SSaleDisposed−2,500$10.09F3−$25,225289,973Direct
Oct 7, 2021Common Stock par value $0.001SSaleDisposed−2,000$8.01−$16,020287,973Direct
Nov 1, 2021Common Stock par value $0.001SSaleDisposed−2,000$8.29F4−$16,580285,973Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.55 to $9.67, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.02 to $10.16, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.30, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)