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Berman Stephen G's Form 4 filing

Jakks Pacific Inc (JAKK) · filed Jan 18, 2022

Accession no.
0001185185-22-000071
Filed
Jan 18, 2022
Trade date
Jan 13-18, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $281.1K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Berman Stephen GCIK 0001275342Director, Officer (CEO, President and Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 13, 2022Common StockSSaleDisposed−14,804$9.19F2−$136,048.7679,675Direct
Jan 14, 2022Common StockSSaleDisposed−12,446$9.07F2−$112,885.2267,229Direct
Jan 18, 2022Common StockSSaleDisposed−3,574$9.01F2−$32,201.7463,655Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request.

Referenced by the price of 3 transactions in Table I.

Remarks

All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020.

Read the full filing on SEC EDGAR (opens in a new tab)