Berman Stephen G's Form 4 filing
Jakks Pacific Inc (JAKK) · filed Jan 4, 2022
- Accession no.
- 0001185185-22-000006
- Filed
- Jan 4, 2022
- Trade date
- Jan 1-4, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $226.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berman Stephen GCIK 0001275342 | Director, Officer (CEO, President and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Common Stock | MOption exerciseAcquired | +73,262 | $10.16F2 | +$744,341.92 | 208,489 | Direct | |
| Jan 1, 2022 | Common Stock | FTax withholdingDisposed | −34,834 | $10.16F2 | −$353,913.44 | 173,655 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −10,368 | $10.25F6 | −$106,272 | 163,287 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −11,469 | $10.45F6 | −$119,851.05 | 151,818 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
Referenced by the price of 2 transactions in Table I and 1 transaction in Table II.
- F6
Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request.
Referenced by the price of 2 transactions in Table I.
- F9
Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
Referenced by the price of 1 transaction in Table II.
Remarks
All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020.