Haller Kenneth's Form 4 filing
RTB Digital, Inc. (RTB) · filed Dec 10, 2021
- Accession no.
- 0001185185-21-001830
- Filed
- Dec 10, 2021
- Trade date
- Jul 26-Sep 1, 2021
- Filing delay
- 137 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $2.55M. It was filed 137 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haller KennethCIK 0001827191 | Officer (President of Payments) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −68,811 | $9.04F1 | −$622,051.44 | 2,661,915 | Direct | |
| Jul 27, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −72,158 | $8.53F2 | −$615,507.74 | 2,589,757 | Direct | |
| Jul 28, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −148,042 | $8.85F3 | −$1,310,171.7 | 2,441,715 | Direct | |
| Sep 1, 2021 | Common Stock, par value $0.001 | AGrant or awardAcquired | +68,400 | $9.53 | +$651,852 | 2,510,115 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.01 to $9.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.49 to$8.58, inclusive.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.77 to$8.94, inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
THIS FORM 4 IS A CONTINUATION OF THE FORM 4 FILE IMMEDIATELY PRIOR TO THIS FORM 4. THE FILINGS WERE SEPARATED DUE TO INSUFFICIENT ROOM ON THE FIRST FILING TO SUPPLY ALL OF THE DATA.