Lee Lindsey's Form 4 filing
RTB Digital, Inc. (RTB) · filed Nov 12, 2021
- Accession no.
- 0001185185-21-001647
- Filed
- Nov 12, 2021
- Trade date
- Oct 8-15, 2021
- Filing delay
- 35 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $66.4K. It was filed 35 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee LindseyCIK 0001877052 | Officer (VP of Legal Affairs) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 8, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −1,890 | $8.02 | −$15,157.8 | 44,611 | Direct | |
| Oct 15, 2021 | Common Stock, par value $0.001 | SSaleDisposed | −6,675 | $7.68 | −$51,264 | 37,936 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.