Nisan Fredi's Form 4/A amendment
AmendedRTB Digital, Inc. (RTB) · filed Aug 4, 2021
- Accession no.
- 0001185185-21-001059
- Filed
- Aug 4, 2021, 7:57 PM ET
- Trade date
- Nov 4-Dec 18, 2020
- Filing delay
- 273 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 28, 2020
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.33M. It was filed 273 days after the trade.
This filing was later replaced by the amendment 0001185185-23-000588 (May 30, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nisan FrediCIK 0001826364 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2020 | Common Stock, par value $0.001 | FTax withholdingDisposed | −52,420 | $0.07 | −$3,669.4 | 124,682,824 | Direct | |
| Nov 4, 2020 | Common Stock, par value $0.001 | MOption exerciseAcquired | +447,580 | $0.07 | +$31,330.6 | 125,182,824 | Direct | |
| Nov 13, 2020 | Common Stock, par value $0.001 | SSaleDisposed | −250,000 | $0.30 | −$75,000 | 124,932,824 | Direct | |
| Dec 18, 2020 | Common Stock, par value $0.001 | SSaleDisposed | −1,800,000 | $0.70 | −$1,260,000 | 123,632,824 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2020 | Common Stock, par value $0.001 | AGrant or awardAcquired | +500,000 | $0.00 | $0 | 125,432,824 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Mr. Nisan did a cashless exercise of his 500,000 stock options, 52,420 of which were used to pay the exercise price.
- F2
This amendment amends the amount of securities beneficially owned after this transaction and includes the transactions prior to this date that were not previously reported.
- F3
100% of the options granted vested immediately upon grant.