Martinez George's Form 4/A amendment
AmendedStellar Bancorp, Inc.STEL · filed Dec 28, 2022
- Accession no.
- 0001183116-22-000012
- Filed
- Dec 28, 2022
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 7, 2022
This filing lists no transactions. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $1.79M.
This filing was later replaced by the amendment 0001183116-23-000002 (Jan 26, 2023). Trade tables on this site use the amended version.
This amendment restates part of 0001183116-22-000008 (filed Dec 7, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Martinez GeorgeCIK 0001183116 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001183116-22-000008 (filed Dec 7, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Stock | SSaleDisposed | −21,077 | $30.73F2 | −$647,696.21 | 234,490 | Indirect | |
| Dec 5, 2022 | Common Stock | SSaleDisposed | −3,519 | $31.80F3 | −$111,904.2 | 230,971 | Indirect | |
| Dec 5, 2022 | Common Stock | SSaleDisposed | −1,009 | $32.78F4 | −$33,075.02 | 229,962 | Indirect | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −21,099 | $30.65F5 | −$646,684.35 | 208,863 | Indirect | |
| Dec 7, 2022 | Common Stock | SSaleDisposed | −11,408 | $30.53F6 | −$348,286.24 | 197,455 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $31.31, inclusive. The reporting person undertakes to provide to Stellar Bancorp, Inc., any security holder of Stellar Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6).
Referenced by the price of 1 transaction in Table I.
- F3
These shares were sold in multiple transactions at prices ranging from $31.35 to $32.31, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
These shares were sold in multiple transactions at prices ranging from $32.42 to $33.16, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
These shares were sold in multiple transactions at prices ranging from $30.27 to $30.83, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
These shares were sold in multiple transactions at prices ranging from $30.34 to $30.93, inclusive.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On December 7, 2022, the reporting person filed a Form 4 which incorrectly reported that he directly owned 4,915 shares of the issuer's common stock. In fact, as reported in this amendment, the reporting person directly owned 6,971 shares of common stock.