Fahs L Reade's Form 4 filing
National Vision Holdings, Inc. (EYE) · filed Aug 17, 2021
- Accession no.
- 0001181253-21-000010
- Filed
- Aug 17, 2021
- Trade date
- Aug 13-16, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $17.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fahs L ReadeCIK 0001181253 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | SSaleDisposed | −2,840 | $55.10F2 | −$156,484 | 331,835 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +654,234 | $4.27 | +$2,793,579.18 | 986,069 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −323,602 | $53.58F4 | −$17,338,595.16 | 662,467 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −654,234 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $55.00 to $55.505. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $53.47 to $53.90. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.