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Russell John G's Form 4 filing

CMS Energy Corp (CMS) · filed Dec 20, 2024

Accession no.
0001180661-24-000003
Filed
Dec 20, 2024
Trade date
Dec 19, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $1.89M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Russell John GCIK 0001180661Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 19, 2024Common StockSSaleDisposed−28,750$65.85F1−$1,893,187.5144,059Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Pursuant to the Irrevocable Election signed on December 13, 2024, the reporting person contributed shares of CMS Common Stock to an exchange fund in exchange for shares of the exchange fund, with the exchange transaction closing on December 19, 2024. CMS Common Stock was valued at $65.85 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)