Black Thomas E Jr's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Sep 14, 2021
- Accession no.
- 0001179706-21-000102
- Filed
- Sep 14, 2021
- Trade date
- Jul 7-Sep 10, 2021
- Filing delay
- 69 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market sales total $240.2K. It was filed 69 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Black Thomas E JrCIK 0001812397 | Officer (SVP, GM of Storage) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Stock | SSaleDisposed | −16,512 | $14.55 | −$240,249.6 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 7, 2021 | Common Stock | AGrant or awardAcquired | +107.65 | –F3 | – | 14,266.53 | Direct | |
| Jul 7, 2021 | Common Stock | AGrant or awardAcquired | +76.06 | –F4 | – | 10,079.34 | Direct | |
| Jul 7, 2021 | Common Stock | AGrant or awardAcquired | +279.81 | –F5 | – | 36,053.5 | Direct | |
| Jul 7, 2021 | Common Stock | AGrant or awardAcquired | +514.25 | –F6 | – | 63,479.03 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.6510 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
Referenced by the price of 1 transaction in Table II.
- F4
As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 76.0554 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
Referenced by the price of 1 transaction in Table II.
- F5
As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 279.8061 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
Referenced by the price of 1 transaction in Table II.
- F6
As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 514.2465 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
Referenced by the price of 1 transaction in Table II.