Hatje Holger's Form 4 filing
New Germany Fund Inc (GF) · filed Nov 14, 2022
- Accession no.
- 0001179124-22-000034
- Filed
- Nov 14, 2022
- Trade date
- Nov 10, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market purchases total $8.14K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hatje HolgerCIK 0001816423 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Common Stock | PPurchaseAcquired | +100 | $7.99 | +$799 | 3,076 | Direct | |
| Nov 10, 2022 | Common Stock | PPurchaseAcquired | +100 | $7.98 | +$798 | 3,176 | Direct | |
| Nov 10, 2022 | Common Stock | PPurchaseAcquired | +300 | $7.97 | +$2,391 | 3,476 | Direct | |
| Nov 10, 2022 | Common Stock | PPurchaseAcquired | +24 | $7.93 | +$190.32 | 3,500 | Direct | |
| Nov 10, 2022 | Common Stock | PPurchaseAcquired | +300 | $7.93 | +$2,379 | 3,800 | Direct | |
| Nov 10, 2022 | Common Stock | PPurchaseAcquired | +100 | $7.91 | +$791 | 3,900 | Direct | |
| Nov 10, 2022 | Common Stock | PPurchaseAcquired | +100 | $7.95 | +$795 | 4,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.