Swann John William III's Form 4 filing
SPX Technologies, Inc. (SPXC) · filed Jun 28, 2022
- Accession no.
- 0001179110-22-003440
- Filed
- Jun 28, 2022
- Trade date
- Jun 24, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $684.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swann John William IIICIK 0001653288 | Officer (Pres., Heating and Location &) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 24, 2022 | Common Stock | MOption exerciseAcquired | +3,062 | $12.36 | +$37,846.32 | 86,534 | Direct | |
| Jun 24, 2022 | Common Stock | MOption exerciseAcquired | +9,360 | $27.40 | +$256,464 | 95,894 | Direct | |
| Jun 24, 2022 | Common Stock | SSaleDisposed | −12,422 | $55.10 | −$684,452.2 | 83,472 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 24, 2022 | Common Stock | MOption exerciseDisposed | −3,062 | $0.00 | $0 | 5,511 | Direct | |
| Jun 24, 2022 | Common Stock | MOption exerciseDisposed | −9,360 | $0.00 | $0 | 3,854 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.