Lasota Stephen's Form 4 filing
Cowen Inc. (COWN) · filed Mar 14, 2022
- Accession no.
- 0001179110-22-002191
- Filed
- Mar 14, 2022
- Trade date
- Mar 10, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 0 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lasota StephenCIK 0001477552 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 10, 2022 | Class A Common Stock | AGrant or awardAcquired | +70,000 | – | – | 313,402 | Direct | |
| Mar 10, 2022 | Class A Common Stock | FTax withholdingDisposed | −27,545 | $36.10 | −$994,374.5 | 285,857 | Direct | |
| Mar 10, 2022 | Class A Common Stock | SSaleAcquired | +50 | – | – | 285,907 | Direct | |
| Mar 10, 2022 | Class A Common Stock | FTax withholdingDisposed | −3,559 | $26.52 | −$94,384.68 | 282,348 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.