Keenan Walter C's Form 4 filing
Lument Finance Trust, Inc. (LFT) · filed Feb 15, 2022
- Accession no.
- 0001179110-22-001289
- Filed
- Feb 15, 2022, 6:38 PM ET
- Trade date
- Feb 4-11, 2022
- Filing delay
- 11 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 11 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keenan Walter CCIK 0001640309 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common Stock | XIn-the-money exerciseAcquired | +50,000 | $3.06 | +$153,000 | 50,000 | Indirect | |
| Feb 11, 2022 | Common Stock | PPurchaseAcquired | 0 | $0.00 | $0 | 41,911 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2022 | Common Stock | PPurchaseAcquired | +4,750 | $0.0152 | +$72.2 | 50,000 | Indirect | |
| Feb 11, 2022 | Common Stock | XIn-the-money exerciseDisposed | −45,250 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.