Thomsen Joel S.'s Form 4 filing
Sterling Real Estate Trust · filed Jan 20, 2022
- Accession no.
- 0001179110-22-000535
- Filed
- Jan 20, 2022
- Trade date
- Jan 18, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $806.7. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thomsen Joel S.CIK 0001703510 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Shares | PPurchaseAcquired | +18.46 | $21.85 | +$403.35 | 1,540.58 | Direct | |
| Jan 18, 2022 | Common Shares | AGrant or awardAcquired | +434.78 | $23.00 | +$9,999.94 | 1,975.36 | Direct | |
| Jan 18, 2022 | Common Shares | PPurchaseAcquired | +18.46 | $21.85 | +$403.35 | 1,540.57 | Indirect | |
| Jan 18, 2022 | Common Shares | AGrant or awardAcquired | +434.78 | $23.00 | +$9,999.94 | 1,975.35 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.