Downing Philip A's Form 4/A amendment
AmendedInotiv, Inc. (NOTV) · filed Jan 12, 2022
- Accession no.
- 0001179110-22-000454
- Filed
- Jan 12, 2022
- Trade date
- Dec 22, 2021
- Filing delay
- 21 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 30, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $131.6K. It was filed 21 days after the trade.
This amendment replaces 0001179110-21-011278 (filed Dec 30, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Downing Philip ACIK 0001576819 | Officer (Sr. VP, Preclinical Srvcs.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Shares | SSaleDisposed | −3,057 | $43.04F1 | −$131,573.28 | 40,195 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.01 to $43.115, inclusive, to cover taxes related to the vesting of restricted stock awards. The reporting person undertakes to provide to Inotiv, Inc., any security holder of Inotiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
This amendment is being filed solely for the purpose of correcting and supplementing the language of Footnote 1 to the original filing. Footnote 1 to the original filing described the transaction as a purchase when it was, in fact, a sale. The Footnote has also been modified to clarify that the sale was made to cover taxes related to the vesting of restricted stock awards.