Peltz Stuart Walter's Form 4 filing
PTC Therapeutics, Inc. (PTCT) · filed Jan 11, 2022
- Accession no.
- 0001179110-22-000394
- Filed
- Jan 11, 2022
- Trade date
- Jan 7, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $83.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peltz Stuart WalterCIK 0001578962 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Stock | SSaleDisposed | −1,869 | $38.53 | −$72,012.57 | 78,446 | Direct | |
| Jan 7, 2022 | Common Stock | AGrant or awardAcquired | +44,000 | $0.00 | $0 | 122,446 | Direct | |
| Jan 7, 2022 | Common Stock | SSaleDisposed | −294 | $38.53 | −$11,327.82 | 22,540 | Indirect | |
| Jan 7, 2022 | Common Stock | AGrant or awardAcquired | +16,800 | $0.00 | $0 | 39,340 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Stock | AGrant or awardAcquired | +165,000 | $0.00 | $0 | 165,000 | Direct | |
| Jan 7, 2022 | Common Stock | AGrant or awardAcquired | +63,000 | $0.00 | $0 | 63,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.