Rulli John's Form 4 filing
Simon Property Group Inc. (SPG) · filed Jan 4, 2022
- Accession no.
- 0001179110-22-000173
- Filed
- Jan 4, 2022
- Trade date
- May 21, 2021-Jan 1, 2022
- Filing delay
- 228 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $996.3K. It was filed 228 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rulli JohnCIK 0001235740 | Officer (Chief Administrative Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2021 | Common Stock | PPurchaseAcquired | +8,130 | $122.55 | +$996,331.5 | 8,130 | Indirect | |
| Jan 1, 2022 | Common Stock | MOption exerciseAcquired | +5,794 | –F2 | – | 35,440 | Direct | |
| Jan 1, 2022 | Common Stock | FTax withholdingDisposed | −1,702 | $159.77 | −$271,928.54 | 33,738 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Common Stock | MOption exerciseDisposed | −5,794 | $0.00 | $0 | 11,586 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of common stock of Simon Property Group, Inc. This transaction represents the settlement of RSUs that vested on January 1, 2022.
Referenced by the price of 1 transaction in Table I.