Skip to main content

Tantra Dina A.'s Form 4 filing

Thornburg Income Builder Opportunities Trust (TBLD) · filed Dec 17, 2021

Accession no.
0001179110-21-011119
Filed
Dec 17, 2021
Trade date
Dec 15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $61.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tantra Dina A.CIK 0001873436Other: Trustee

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 15, 2021Common StockPPurchaseAcquired+3,400$18.09F1+$61,5063,400Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects the weighted average price of 3,400 shares of common stock of Thornburg Income Builder Opportunities Trust purchased by the reporting person in multiple transactions on December 15, 2021 with purchase prices ranging from $18.05 to $18.12 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)