CMI Oxbow Partners, LLC's Form 4 filing
SkyWater Technology, LLC (SKYT) · filed Dec 16, 2021
- Accession no.
- 0001179110-21-011080
- Filed
- Dec 16, 2021, 8:14 PM ET
- Trade date
- Dec 14-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $5.14M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CMI Oxbow Partners, LLCCIK 0001857392 | Director, 10% Owner |
| Oxbow Industries, LLCCIK 0001857514 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | Common Stock | SSaleDisposed | −200,000 | $15.42F1 | −$3,084,340 | 27,795,400 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −100,000 | $15.28F5 | −$1,527,600 | 27,695,400 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −34,368 | $15.38F6 | −$528,648.58 | 27,661,032 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price of 200,000 shares of common stock of the issuer sold by the reporting person in multiple transactions on December 14, 2021 with sale prices ranging from $15.06 to $15.94 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects the weighted average price of 100,000 shares of common stock of the issuer sold by the reporting person in multiple transactions on December 15, 2021 with sale prices ranging from $15.00 to $15.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects the weighted average price of 34,368 shares of common stock of the issuer sold by the reporting person in multiple transactions on December 16, 2021 with sale prices ranging from $15.00 to $15.96 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.