Hunt T Kendall's Form 4 filing
OneSpan Inc. (OSPN) · filed Dec 16, 2021
- Accession no.
- 0001179110-21-011074
- Filed
- Dec 16, 2021
- Trade date
- Dec 14-16, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $941.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hunt T KendallCIK 0001063235 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | Common Stock, $0.001 par value | SSaleDisposed | −24,135 | $16.33F1 | −$394,124.55 | 3,241,412 | Direct | |
| Dec 15, 2021 | Common Stock, $0.001 par value | SSaleDisposed | −16,805 | $16.44F2 | −$276,274.2 | 3,224,607 | Direct | |
| Dec 16, 2021 | Common Stock, $0.001 par value | SSaleDisposed | −16,480 | $16.44F3 | −$270,931.2 | 3,208,127 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.95 to $16.94 per share, inclusive. The reporting person undertakes to provide OneSpan Inc., any security holder of OneSpan Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
Referenced by the price of 1 transaction in Table I.
- F2
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.82 per share, inclusive. The reporting person undertakes to provide OneSpan Inc., any security holder of OneSpan Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.17 to $16.93 per share, inclusive. The reporting person undertakes to provide OneSpan Inc., any security holder of OneSpan Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
Referenced by the price of 1 transaction in Table I.