Riley Kevin C.'s Form 4 filing
Digi International Inc (DGII) · filed Dec 3, 2021
- Accession no.
- 0001179110-21-010586
- Filed
- Dec 3, 2021
- Trade date
- Dec 1-2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $374.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Riley Kevin C.CIK 0001568056 | Officer (President, Digi SmartSense) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +781 | $11.87 | +$9,270.47 | 83,671 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +4,502 | $17.94 | +$80,765.88 | 88,173 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −5,283 | $22.59 | −$119,342.97 | 82,890 | Direct | |
| Dec 2, 2021 | Common Stock | MOption exerciseAcquired | +11,471 | $17.94 | +$205,789.74 | 94,361 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −11,471 | $22.23 | −$255,000.33 | 82,890 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −781 | $0.00 | $0 | 9,375 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −4,502 | $0.00 | $0 | 28,831 | Direct | |
| Dec 2, 2021 | Common Stock | MOption exerciseDisposed | −11,471 | $0.00 | $0 | 17,360 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.