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Kirby Benjamin D.'s Form 4 filing

Thornburg Income Builder Opportunities Trust (TBLD) · filed Dec 2, 2021

Accession no.
0001179110-21-010505
Filed
Dec 2, 2021
Trade date
Dec 2, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $18.3K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kirby Benjamin D.CIK 0001875027Other: Trustee

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 2, 2021Common StockPPurchaseAcquired+1,000$18.28F1+$18,2802,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects the weighted average price of 1,000 shares of common stock of Thornburg Income Builder Opportunities Trust purchased by the reporting person in multiple transactions on July 28, 2021 with purchase prices ranging from $20.03 to $20.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)