Johnson Edwin D's Form 4 filing
Casella Waste Systems Inc (CWST) · filed Nov 18, 2021
- Accession no.
- 0001179110-21-010258
- Filed
- Nov 18, 2021
- Trade date
- Nov 16-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $2.72M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnson Edwin DCIK 0001392991 | Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Class A Common Stock | SSaleDisposed | −3,300 | $88.18F1 | −$290,994 | 150,607 | Direct | |
| Nov 17, 2021 | Class A Common Stock | SSaleDisposed | −19,600 | $88.86F2 | −$1,741,656 | 131,007 | Direct | |
| Nov 17, 2021 | Class A Common Stock | SSaleDisposed | −400 | $89.56F3 | −$35,824 | 130,607 | Direct | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −6,173 | $88.63F4 | −$547,112.99 | 124,434 | Direct | |
| Nov 18, 2021 | Class A Common Stock | SSaleDisposed | −1,212 | $89.31F5 | −$108,243.72 | 123,222 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $88.15 to $88.26. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $88.53 to $89.52. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $89.54 to $89.60. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $88.15 to $89.14. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for shares sold in multiple transactions, ranging from $89.18 to $89.60. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.