Knowlton Orsula V's Form 4 filing
Tabula Rasa HealthCare, Inc. (TRHC) · filed Nov 17, 2021
- Accession no.
- 0001179110-21-010231
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions. Open-market sales total $2.98M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Knowlton Orsula VCIK 0001685832 | Director, Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | SSaleDisposed | −25,663 | $13.54 | −$347,477.02 | 388,812 | Direct | |
| Nov 15, 2021 | Common Stock | SSaleDisposed | −29,337 | $13.54 | −$397,222.98 | 479,401 | Indirect | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −40,828 | $12.63 | −$515,657.64 | 347,984 | Direct | |
| Nov 16, 2021 | Common Stock | SSaleDisposed | −46,672 | $12.63 | −$589,467.36 | 432,729 | Indirect | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −40,828 | $12.95 | −$528,722.6 | 307,156 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −46,672 | $12.95 | −$604,402.4 | 386,057 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.