Garcia David R's Form 4 filing
Alpha Pro Tech Ltd (APT) · filed Nov 17, 2021
- Accession no.
- 0001179110-21-010204
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $52.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garcia David RCIK 0001503888 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | common stock | MOption exerciseAcquired | +5,000 | $3.60 | +$18,000 | 11,013 | Direct | |
| Nov 17, 2021 | common stock | MOption exerciseAcquired | +5,000 | $3.42 | +$17,100 | 16,013 | Direct | |
| Nov 15, 2021 | common stock | SSaleDisposed | −10,000 | $5.24 | −$52,400 | 6,013 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2021 | common stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 10,000 | Direct | |
| Nov 17, 2021 | common stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 5,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.