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Matsui Connie's Form 4 filing

Halozyme Therapeutics, Inc. (HALO) · filed Nov 5, 2021

Accession no.
0001179110-21-009910
Filed
Nov 5, 2021
Trade date
Nov 5, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $1.29M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Matsui ConnieCIK 0001236537Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 5, 2021Common StockSSaleDisposed−19,452$40.13F1−$780,608.76194,531Direct
Nov 5, 2021Common StockSSaleDisposed−12,548$40.77F2−$511,581.96181,983Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.59 to $40.57. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

F2

Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.622 to $41.04. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)