Rush William M Rusty's Form 4 filing
Rush Enterprises Inc (RUSHA) · filed Nov 3, 2021
- Accession no.
- 0001179110-21-009847
- Filed
- Nov 3, 2021
- Trade date
- Nov 1-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.01M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rush William M RustyCIK 0001211953 | Director, Officer (CEO and President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +30,954 | $17.13 | +$530,242.02 | 155,683.45 | Direct | |
| Nov 1, 2021 | Class A Common Stock | SSaleDisposed | −30,954 | $53.48 | −$1,655,419.92 | 124,729.45 | Direct | |
| Nov 2, 2021 | Class A Common Stock | MOption exerciseAcquired | +1,215 | $17.13 | +$20,812.95 | 125,944.45 | Direct | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,215 | $53.51 | −$65,014.65 | 124,729.45 | Direct | |
| Nov 3, 2021 | Class A Common Stock | MOption exerciseAcquired | +24,081 | $17.13 | +$412,507.53 | 148,810.45 | Direct | |
| Nov 3, 2021 | Class A Common Stock | SSaleDisposed | −24,081 | $53.75 | −$1,294,353.75 | 124,729.45 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −30,954 | $0.00 | $0 | 25,296 | Direct | |
| Nov 2, 2021 | Class A Common Stock | MOption exerciseDisposed | −1,215 | $0.00 | $0 | 24,081 | Direct | |
| Nov 3, 2021 | Class A Common Stock | MOption exerciseDisposed | −24,081 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.