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Goff Leah A's Form 4 filing

Winmark Corp (WINA) · filed Nov 2, 2021

Accession no.
0001179110-21-009752
Filed
Nov 2, 2021
Trade date
Nov 2, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 8 derivative transactions. Open-market sales total $532.7K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Goff Leah ACIK 0001338831Officer (VP of Human Resources)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 2, 2021Common StockMOption exerciseAcquired+350$134.25+$46,987.510,630Direct
Nov 2, 2021Common StockMOption exerciseAcquired+500$143.20+$71,60011,130Direct
Nov 2, 2021Common StockMOption exerciseAcquired+500$156.00+$78,00011,630Direct
Nov 2, 2021Common StockMOption exerciseAcquired+450$164.84+$74,17812,080Direct
Nov 2, 2021Common StockMOption exerciseAcquired+225$176.20+$39,64512,305Direct
Nov 2, 2021Common StockMOption exerciseAcquired+225$143.87+$32,370.7512,530Direct
Nov 2, 2021Common StockSSaleDisposed−800$239.25−$191,40011,730Direct
Nov 2, 2021Common StockSSaleDisposed−1,250$235.74−$294,67510,480Direct
Nov 2, 2021Common StockSSaleDisposed−200$233.18−$46,63610,280Direct
Nov 2, 2021Common StockMOption exerciseAcquired+585$98.25+$57,476.2510,865Direct
Nov 2, 2021Common StockMOption exerciseAcquired+235$122.50+$28,787.511,100Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 2, 2021Common StockMOption exerciseDisposed−585$98.25−$57,476.250Direct
Nov 2, 2021Common StockMOption exerciseDisposed−500$122.50−$28,787.5265Direct
Nov 2, 2021Common StockMOption exerciseDisposed−700$134.25−$46,987.5350Direct
Nov 2, 2021Common StockMOption exerciseDisposed−1,000$143.20−$71,600500Direct
Nov 2, 2021Common StockMOption exerciseDisposed−1,000$156.00−$78,000500Direct
Nov 2, 2021Common StockMOption exerciseDisposed−900$164.84−$74,178450Direct
Nov 2, 2021Common StockMOption exerciseDisposed−900$176.20−$39,645675Direct
Nov 2, 2021Common StockMOption exerciseDisposed−900$143.87−$32,370.75675Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)