George William III's Form 4 filing
Comfort Systems USA Inc (FIX) · filed Nov 2, 2021
- Accession no.
- 0001179110-21-009748
- Filed
- Nov 2, 2021
- Trade date
- May 10-Oct 29, 2021
- Filing delay
- 176 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.92M. It was filed 176 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| George William IIICIK 0001205073 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2021 | Common Stock | GGiftDisposed | −3,779 | $0.00 | $0 | 43,571 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +21,055 | $19.67 | +$414,151.85 | 64,626 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −21,055 | $90.97F2 | −$1,915,373.35 | 43,571 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −21,055 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
Referenced by the price of 1 transaction in Table I.