Heffes Brett D's Form 4 filing
Winmark Corp (WINA) · filed Oct 29, 2021
- Accession no.
- 0001179110-21-009708
- Filed
- Oct 29, 2021
- Trade date
- Oct 28, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.11M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heffes Brett DCIK 0001237904 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Stock | MOption exerciseAcquired | +1,131 | $82.72 | +$93,556.32 | 107,131 | Direct | |
| Oct 28, 2021 | Common Stock | MOption exerciseAcquired | +3,783 | $91.93 | +$347,771.19 | 110,914 | Direct | |
| Oct 28, 2021 | Common Stock | SSaleDisposed | −114 | $225.34 | −$25,688.76 | 110,800 | Direct | |
| Oct 28, 2021 | Common Stock | SSaleDisposed | −4,800 | $225.00 | −$1,080,000 | 106,000 | Direct | |
| Oct 28, 2021 | Common Stock | MOption exerciseAcquired | +1,600 | $82.72 | +$132,352 | 107,600 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Stock | MOption exerciseDisposed | −2,731 | $82.72 | −$225,908.32 | 0 | Direct | |
| Oct 28, 2021 | Common Stock | MOption exerciseDisposed | −5,713 | $91.93 | −$347,771.19 | 1,930 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.