Anderson Scott T's Form 4 filing
Rush Enterprises Inc (RUSHA) · filed Oct 26, 2021
- Accession no.
- 0001179110-21-009641
- Filed
- Oct 26, 2021
- Trade date
- Oct 22-25, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.34M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson Scott TCIK 0001327492 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,499 | $11.76 | +$76,428.24 | 12,095.55 | Direct | |
| Oct 22, 2021 | Class A Common Stock | SSaleDisposed | −6,499 | $52.27 | −$339,702.73 | 5,596.55 | Direct | |
| Oct 22, 2021 | Class A Common Stock | MOption exerciseAcquired | +5,000 | $22.59 | +$112,950 | 10,596.55 | Direct | |
| Oct 22, 2021 | Class A Common Stock | SSaleDisposed | −5,000 | $52.27 | −$261,350 | 5,596.55 | Direct | |
| Oct 22, 2021 | Class A Common Stock | MOption exerciseAcquired | +5,002 | $28.66 | +$143,357.32 | 10,598.55 | Direct | |
| Oct 22, 2021 | Class A Common Stock | SSaleDisposed | −5,002 | $52.27 | −$261,454.54 | 5,596.55 | Direct | |
| Oct 25, 2021 | Class B Common Stock | SSaleDisposed | −9,000 | $53.17 | −$478,530 | 121,892.97 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Class A Common Stock | MOption exerciseDisposed | −6,499 | $0.00 | $0 | 0 | Direct | |
| Oct 22, 2021 | Class A Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 4,999 | Direct | |
| Oct 22, 2021 | Class A Common Stock | MOption exerciseDisposed | −5,002 | $0.00 | $0 | 9,998 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.