Heffes Brett D's Form 4 filing
Winmark Corp (WINA) · filed Oct 25, 2021
- Accession no.
- 0001179110-21-009612
- Filed
- Oct 25, 2021
- Trade date
- Oct 21-25, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.42M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heffes Brett DCIK 0001237904 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 21, 2021 | Common Stock | MOption exerciseAcquired | +5,211 | $80.32 | +$418,547.52 | 107,411 | Direct | |
| Oct 21, 2021 | Common Stock | SSaleDisposed | −5,211 | $218.66 | −$1,139,437.26 | 102,200 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseAcquired | +683 | $80.32 | +$54,858.56 | 102,883 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseAcquired | +1,017 | $98.25 | +$99,920.25 | 103,900 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +1,801 | $82.72 | +$148,978.72 | 105,701 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +556 | $80.32 | +$44,657.92 | 106,257 | Direct | |
| Oct 22, 2021 | Common Stock | SSaleDisposed | −2,357 | $218.20 | −$514,297.4 | 103,900 | Direct | |
| Oct 22, 2021 | Common Stock | MOption exerciseAcquired | +800 | $80.32 | +$64,256 | 104,700 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +3,518 | $82.72 | +$291,008.96 | 108,218 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −3,518 | $218.00 | −$766,924 | 104,700 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +1,200 | $82.72 | +$99,264 | 105,900 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +100 | $80.32 | +$8,032 | 106,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock | MOption exerciseDisposed | −9,250 | $82.72 | −$539,251.68 | 2,731 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseDisposed | −7,350 | $80.32 | −$590,352 | 0 | Direct | |
| Oct 21, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $98.25 | −$99,920.25 | 3,983 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.