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Ishaug Anthony D's Form 4 filing

Winmark Corp (WINA) · filed Oct 19, 2021

Accession no.
0001179110-21-009517
Filed
Oct 19, 2021
Trade date
Oct 15-18, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 13 non-derivative transactions and 7 derivative transactions. Open-market sales total $1.52M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ishaug Anthony DCIK 0001444464Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 15, 2021Common StockMOption exerciseAcquired+2,651$53.34+$141,404.3430,881Direct
Oct 15, 2021Common StockSSaleDisposed−516$223.00−$115,06830,365Direct
Oct 15, 2021Common StockSSaleDisposed−500$221.68−$110,84029,865Direct
Oct 15, 2021Common StockSSaleDisposed−1,635$220.28−$360,157.828,230Direct
Oct 15, 2021Common StockMOption exerciseAcquired+547$53.34+$29,176.9828,777Direct
Oct 15, 2021Common StockMOption exerciseAcquired+1,875$51.17+$95,943.7530,652Direct
Oct 15, 2021Common StockMOption exerciseAcquired+72$55.72+$4,011.8430,724Direct
Oct 15, 2021Common StockMOption exerciseAcquired+1,673$59.77+$99,995.2132,397Direct
Oct 18, 2021Common StockMOption exerciseAcquired+4,302$53.34+$229,468.6836,699Direct
Oct 18, 2021Common StockSSaleDisposed−4,302$218.17−$938,567.3432,397Direct
Oct 18, 2021Common StockMOption exerciseAcquired+1,508$66.29+$99,965.3233,905Direct
Oct 18, 2021Common StockMOption exerciseAcquired+1,087$91.93+$99,927.9134,992Direct
Oct 18, 2021Common StockMOption exerciseAcquired+1,017$98.25+$99,920.2536,009Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 15, 2021Common StockMOption exerciseDisposed−7,500$53.34−$400,0500Direct
Oct 15, 2021Common StockMOption exerciseDisposed−7,500$51.17−$95,943.755,625Direct
Oct 15, 2021Common StockMOption exerciseDisposed−7,500$55.72−$4,011.847,428Direct
Oct 15, 2021Common StockMOption exerciseDisposed−7,500$59.77−$99,995.215,827Direct
Oct 18, 2021Common StockMOption exerciseDisposed−7,500$66.29−$99,965.325,992Direct
Oct 18, 2021Common StockMOption exerciseDisposed−6,800$91.93−$99,927.915,713Direct
Oct 18, 2021Common StockMOption exerciseDisposed−6,800$98.25−$99,920.255,783Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)