Mason Brian G.'s Form 4 filing
SPX Technologies, Inc. (SPXC) · filed Oct 1, 2021
- Accession no.
- 0001179110-21-009042
- Filed
- Oct 1, 2021
- Trade date
- Sep 30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $541.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mason Brian G.CIK 0001693841 | Officer (Pres. - SPX Transformer Sol.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $12.36 | +$123,600 | 71,246 | Direct | |
| Sep 30, 2021 | Common Stock | SSaleDisposed | −7,200 | $53.98 | −$388,656 | 64,046 | Direct | |
| Sep 30, 2021 | Common Stock | SSaleDisposed | −2,800 | $54.73 | −$153,244 | 61,246 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 1,574 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.