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Ressler Richard S's Form 4 filing

Creative Media & Community Trust Corp (CMCT) · filed Sep 15, 2021

Accession no.
0001179110-21-008791
Filed
Sep 15, 2021
Trade date
Sep 14-15, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market purchases total $294.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ressler Richard SCIK 0000904290Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2021Common StockPPurchaseAcquired+21,400$6.96F1+$148,94457,791Indirect
Sep 15, 2021Common StockPPurchaseAcquired+21,400$6.82F2+$145,94879,191Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.87 to $6.995 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.76 to $6.89 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)