Ressler Richard S's Form 4 filing
Creative Media & Community Trust Corp (CMCT) · filed Sep 13, 2021
- Accession no.
- 0001179110-21-008744
- Filed
- Sep 13, 2021
- Trade date
- Sep 9-13, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $250.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ressler Richard SCIK 0000904290 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Common Stock | PPurchaseAcquired | +13,827 | $6.93F1 | +$95,821.11 | 13,827 | Indirect | |
| Sep 10, 2021 | Common Stock | PPurchaseAcquired | +9,587 | $6.79F2 | +$65,095.73 | 23,414 | Indirect | |
| Sep 13, 2021 | Common Stock | PPurchaseAcquired | +12,977 | $6.92F3 | +$89,800.84 | 36,391 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.86 to $7.01 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.77 to $6.90 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported reflects the weighted average price of shares purchased in the open market at prices ranging from $6.70 to $6.95 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.