Delia Ronald Stephen's Form 4 filing
Amcor plc (AMCR) · filed Sep 10, 2021
- Accession no.
- 0001179110-21-008714
- Filed
- Sep 10, 2021
- Trade date
- Sep 7-9, 2021
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.4M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Delia Ronald StephenCIK 0001776195 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2021 | Ordinary Shares | MOption exerciseAcquired | +1,606,239 | $11.16 | +$17,925,627.24 | 3,045,726 | Direct | |
| Sep 9, 2021 | Ordinary Shares | SSaleDisposed | −1,406,239 | $12.17F3 | −$17,113,928.63 | 1,639,487 | Direct | |
| Sep 9, 2021 | Ordinary Shares | SSaleDisposed | −185,141 | $12.24F4 | −$2,266,125.84 | 1,454,346 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Ordinary Shares | MOption exerciseDisposed | −1,606,239 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price in Column 4 is a weighted average price. The prices actually received ranged from $12.130 to $12.320. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 using an average price.
Referenced by the price of 1 transaction in Table I.
- F4
The price in Column 4 is a weighted average price. The prices actually received ranged from $12.180 to $12.335. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 using an average price.
Referenced by the price of 1 transaction in Table I.